Skip to Content

Management Committee Member

Updated: 25 Apr 2016
David Graham David GRAHAM

Chief Regulatory Officer and Head of Listing

Joined in January 2013

Other positions held with HKEX group
The London Metal Exchange - chairman of Enforcement Committee, and member of Arbitration Panel Committee, Audit and Risk Committee, and Special Committee
Past offices Nomura - global head of legal and general counsel, wholesale division (2011-2013)
UBS (2004-2011: global/co-global general counsel (UBS Investment Bank) (2008-2011), group general counsel (Europe, Middle East and Africa) (2009-2011), and general counsel (Asia Pacific) (2004-2008))
Morgan Stanley - general counsel, Asia ex-Japan (2001-2004)
Freshfields Bruckhaus Deringer LLP - (1982-2001: partner (1991-2001))
Public service Securities and Futures Commission - member of Advisory Committee (2013~)
Standing Committee on Company Law Reform - member (2013~)
Qualifications Master of Arts (Jurisprudence)(The University of Oxford, UK)
Solicitor(Hong Kong, and England & Wales)