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Management Committee Member

Updated: 30 Mar 2017
David Graham David GRAHAM

Chief Regulatory Officer and Head of Listing

Joined in January 2013

Other positions held with HKEX group
LME - Chairman of Enforcement Committee, and Member of Arbitration Panel Committee, Audit and Risk Committee, and Special Committee
Past offices Nomura - Global head of legal and general counsel, wholesale division (2011-2013)
UBS (2004-2011: Global/Co-global general counsel (UBS Investment Bank) (2008-2011), Group general counsel (Europe, Middle East and Africa) (2009-2011), and General counsel (Asia Pacific) (2004-2008))
Morgan Stanley - General counsel, Asia ex-Japan (2001-2004)
Freshfields Bruckhaus Deringer LLP - (1982-2001: Partner (1991-2001))
Public service SFC - Member of Advisory Committee (2013~)
Standing Committee on Company Law Reform - Member (2013~)
Qualifications Master of Arts (Jurisprudence) (The University of Oxford, UK)
Solicitor (Hong Kong, and England & Wales)