Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing, Legal and Regulatory Compliance, LME & LME Clear, Group Strategy & Projects, Market Development, Markets, Post Trade, Group Risk Management, Information Technology, Finance, Corporate Communications, Human Resources and Internal Audit. Details as follows:



Legal, Compliance & Secretarial Services

  • Legal Services
  • Regulatory Compliance
  • Secretarial Services

LME & LME Clear

Group Strategy and Projects

Market Development


Post Trade

Group Risk Management

Information Technology


Corporate Communications

Human Resources

Internal Audit