Committees

Updated: 15 Jun 2020

THE STOCK EXCHANGE OF HONG KONG LIMITED

Compensation Committee
YIU Ka Yan, Wilfred (Chairman)
KOK Ka Keung, Kenneth
MAK Po Shuen, Olivia
 
Disciplinary Committee
YIU Ka Yan, Wilfred (Chairman)
KOK Ka Keung, Kenneth
MAK Po Shuen, Olivia
 
Disciplinary Appeals Committee
CHEAH Cheng Hye (Chairman)
Rafael GIL-TIENDA
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Cash Market Consultative Panel of HKEX
 
Exchange Participant Admission Appeals Committee
(1)  CHEAH Cheng Hye (Chairman) (if he cannot
       attend a hearing, Rafael GIL-TIENDA or an INED of
       HKEX to be appointed by the chairman of the committee
       can act as his proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Cash Market to be appointed by the
      chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
      committee
Listing Appeals Committee
Laura May-Lung CHA (Chairman)
John Mackay McCulloch WILLIAMSON (Deputy Chairman)
and another non-executive Director of HKEX to be appointed by the chairman of the committee
 
Listing Nominating Committee
Laura May-Lung CHA
FUNG Yuen Mei, Anita 
HUNG Pi Cheng, Benjamin
Chairman and two Executive Directors of Securities and Futures Commission
 
Listing Committee (Main Board and GEM)
List of members
 
Listing Review Committee (Main Board and GEM)
List of members

HONG KONG FUTURES EXCHANGE LIMITED

Disciplinary Committee
HO Yiu Cheong, Sanly (Chairman)
SIU Pui Chung, Alexander
WONG Pak Chung 
 
Exchange Participant Admission Appeals Committee
(1)  FUNG Yuen Mei, Anita (Chairman) (if she cannot attend a
       hearing, LEUNG Pak Hon, Hugo or an INED of HKEX to
       be appointed by the chairman of the committee can act as
       her proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Derivatives Market to be appointed by
      the chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
       committee 
Disciplinary Appeals Committee
FUNG Yuen Mei, Anita (Chairman)
LEUNG Pak Hon, Hugo
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Derivatives Market Consultative Panel of HKEX

HONG KONG SECURITIES CLEARING COMPANY LIMITED

Disciplinary Committee
POON Hon Cheung, Daniel (Chairman)
LAU Hay Tsing, Hector
LEUNG Pik Shan, Maria
 
Participant Admission Appeals Committee
(1)  CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
       a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
       appointed by the chairman of the committee can act as his
       proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Company to be appointed by the
      chairman of the committee 
(3)  an INED of HKEX to be appointed by the chairman of the
       committee 
Disciplinary Appeals Committee
CHAN Tze Ching, Ignatius (Chairman)
Rafael GIL-TIENDA
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Clearing Consultative Panel of HKEX
 
 Risk Management Committee
 TAI Chi Kin, Calvin
 LOW Kin Moon, Terence
 

HKFE CLEARING CORPORATION LIMITED

Participant Admission Appeals Committee
(1)  CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
       a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
       appointed by the chairman of the committee can act as his
       proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Company to be appointed by the
      chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
       committee
 

THE SEHK OPTIONS CLEARING HOUSE LIMITED 

Participant Admission Appeals Committee

(1)  CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
       a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
       appointed by the chairman of the committee can act as his
       proxy)

(2)  a director of the Company who is not involved in the day to
      day operations of the Company to be appointed by the
      chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
       committee
 

OTC CLEARING HONG KONG LIMITED

Default Management Group
LOW Kin Moon, Terence (Head)
CHAN Chung Hoi, Stanley 
LAU Kay Jing, Kenneth
Lionel TABETSING
WONG Alan
HUI Yiu Kai, Kenny (back-up representative)
Disciplinary Committee
This Committee will be called upon when disciplinary proceeding should be commenced and shall consist of three members to be drawn from:
 (1)  INEDs or client representative director(s) of the
        Company;
 (2)  INEDs of HKEX; or
 (3)  market practitioners, industry participants or experts,
        lawyers or other suitable persons at the Board’s discretion.
Disciplinary Appeals Committee
This Committee will be called upon to consider a matter on appeal from the Disciplinary Committee and shall consist of three members to be drawn from:
 (1)  INEDs or client representative director(s) of the
        Company;
 (2)  INEDs of HKEX; or
 (3)  market practitioners, industry participants or experts,
        lawyers or other suitable persons at the Board’s discretion.
 
Risk Management Committee
Rafael GIL-TIENDA (Chairman)
CHAN May Sheung, Shirley
FUNG Hau Chung, Andrew
Hugh Edward GRAHAM
Keith Samuel NOYES
 User Committee
 TAI Chi Kin, Calvin (Chairman)
 CHAN Chi Fai, Owens
 CHAN Kwok Tat, Daryl
 CHAN Lap Bong, Edward 
 CHEN Ling Ming, Charles
 CHEUNG Man Leung, Billy
 GU Jing
 JIANG Jing-jing, Judy
 Ulrich KARL
 Neil KOTHARE
 LI Wei Chieh, Jerry
 Nicholas Paul MARCELLE
 Divya NARULA
 POON Chun Wai, Michael
 SZE Ka Ming, Kelvin
 WANG Xia, Joyce

THE LONDON METAL EXCHANGE

The London Metal Exchange has established a number of committees. Their respective member lists are available on the LME website.

LME CLEAR LIMITED

LME Clear Limited has established a number of committees. Their respective member lists are available on the LME website.

INED   independent non-executive director