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Disclosure of Interests

Updated: 02 Apr 2012

Directors’ and Chief Executive’s interests and short positions
Pursuant to Section 352 of the SFO (Chapter 571 of the Laws of Hong Kong), HKEX has maintained a register recording the interests and short positions in the shares and underlying shares of HKEX of the Directors, the Chief Executive and their respective associates. Their respective interests as recorded in the register required to be kept under Section 352 of the SFO, or as otherwise notified to HKEX and the Stock Exchange pursuant to the Model Code are set out in the financial statements.

Disclosable interests and short positions of shareholders under the SFO
Pursuant to Section 336 of the SFO (Chapter 571 of the Laws of Hong Kong), HKEX has maintained a register recording any persons who is directly or indirectly interested in 5 per cent or more of the issued share capital of HKEX. Their respective interests as recorded in the register required to be kept under Section 336 of the SFO, or as otherwise notified to HKEX and the Stock Exchange are set out in the financial statements.

Pursuant to Section 337 of the SFO (Chapter 571 of the Laws of Hong Kong), HKEX has maintained a register recording the shareholding information provided by any persons as requested by HKEX under Section 329 of the SFO.

Senior management’s interests and short positions
The senior management’s interests and short positions in shares and underlying shares of HKEX as well as their interests in share options and awarded shares are set out in the annual reports.

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