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Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing and Regulatory Affairs, Legal Services, LME & LME Clear, Market Development, Markets, Clearing, Group Risk Management, Group Strategy, Information Technology and Platform Development, Finance, Corporate Communications, Human Resources and Internal Audit. Details as follows:

Listing and Regulatory Affairs
  • Listing
  • Secretarial Services
  • Regulatory Compliance

Legal Services

LME & LME Clear

Market Development

  • Equities Product Development
  • Fixed Income and Currency Product Development
  • Commodities Product Development
  • Client and Marketing Services
  • China Client and Marketing Services
  • Project Management
  • Commodities Development
  • Events Management
  • Issuer Services

  • Cash Trading
  • Derivatives Trading
  • Market Data
  • Market Surveillance & Monitoring

  • Cash & Derivatives Clearing
  • OTC Clear
  • Clearing Risk Solutions
  • FIC & OTC Clearing Risk Management

Group Risk Management 
  • Enterprise Risk Management
  • Group Credit & Quantitative Analysis
  • Mainland Commodities Platform    
  • Information Security & Business Continuity

Group Strategy

Information Technology and Platform Development

  • Cash Trading System Development & Support
  • Clearing System Development & Support
  • Corporate & Hosting Operation Systems Development & Support
  • Listing Systems & Corporate Web Services Development & Support
  • OTC Clearing System Development & Support
  • Derivatives System Development & Support
  • IT Infrastructure & Operations
  • Market Data System Development & Support
  • Quality Assurance & Security Management
  • Hosting Services
  • IT Management Office
  • Mainland Technology Centre
  • Platform Development

  • Financial Control
  • Treasury
  • Corporate Services

Corporate Communications
  • Media Relations
  • Digital Communications
  • Corporate Branding & Publications

Human Resources
  • Rewards & HR Services
  • HR Business Partner
  • Learning & Development
  • LME & LME Clear

Internal Audit