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Committees

Updated: 08 Aug 2017

THE STOCK EXCHANGE OF HONG KONG LIMITED

Compensation Committee
LEE Kwok Keung, Roger (Chairman)
KOK Ka Keung, Kenneth
MAK Po Shuen, Olivia
 
Disciplinary Committee
LEE Kwok Keung, Roger (Chairman)
KOK Ka Keung, Kenneth
MAK Po Shuen, Olivia
 
Disciplinary Appeals Committee
CHEAH Cheng Hye (Chairman)
Rafael GIL-TIENDA
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Cash Market Consultative Panel of HKEX
 
Exchange Participant Admission Appeals Committee
(1)  CHEAH Cheng Hye (Chairman) (if he cannot
       attend a hearing, Rafael GIL-TIENDA or an INED of
       HKEX to be appointed by the chairman of the committee
       can act as his proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Cash Market to be appointed by the
      chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
      committee
Listing Appeals Committee
CHOW Chung Kong (Chairman)
Timothy George FRESHWATER (Deputy Chairman)
and another non-executive Director of HKEX to be appointed by the chairman of the committee
 
Listing Nominating Committee
CHOW Chung Kong
Timothy George FRESHWATER
LEUNG KO May Yee, Margaret
Chairman and two Executive Directors of Securities and Futures Commission
 
Listing Committee (Main Board and GEM)
List of members

HONG KONG FUTURES EXCHANGE LIMITED

Disciplinary Committee
HO Yiu Cheong, Sanly (Chairman)
NG Wai Kit, Andrew
WONG Pak Chung 
 
Exchange Participant Admission Appeals Committee
(1)  FUNG Yuen Mei, Anita (Chairman) (if she cannot attend a
       hearing, LEUNG Pak Hon, Hugo or an INED of HKEX to
       be appointed by the chairman of the committee can act as
       her proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Derivatives Market to be appointed by
      the chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
       committee 
Disciplinary Appeals Committee
FUNG Yuen Mei, Anita (Chairman)
LEUNG Pak Hon, Hugo
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Derivatives Market Consultative Panel of HKEX

HONG KONG SECURITIES CLEARING COMPANY LIMITED

Disciplinary Committee
POON Hon Cheung, Daniel (Chairman)
LAU Hay Tsing, Hector
WONG Miu Sum, Catharine
 
Participant Admission Appeals Committee
(1)  CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
       a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
       appointed by the chairman of the committee can act as his
       proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Company to be appointed by the
      chairman of the committee 
(3)  an INED of HKEX to be appointed by the chairman of the
       committee 
Disciplinary Appeals Committee
CHAN Tze Ching, Ignatius (Chairman)
Rafael GIL-TIENDA
and another member to be appointed by the chairman of the committee, who shall either be an INED or a member of the Clearing Consultative Panel of HKEX
 
 Risk Management Committee
 TAI Chi Kin, Calvin
 WANG Ping Hau, Felix
 LOW Kin Moon, Terence
 

HKFE CLEARING CORPORATION LIMITED

Participant Admission Appeals Committee
(1)  CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
       a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
       appointed by the chairman of the committee can act as his
       proxy)
(2)  a director of the Company who is not involved in the day to
      day operations of the Company to be appointed by the
      chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
       committee
 

THE SEHK OPTIONS CLEARING HOUSE LIMITED 

Participant Admission Appeals Committee

(1)  CHAN Tze Ching, Ignatius (Chairman) (if he cannot attend
       a hearing, Rafael GIL-TIENDA or an INED of HKEX to be
       appointed by the chairman of the committee can act as his
       proxy)

(2)  a director of the Company who is not involved in the day to
      day operations of the Company to be appointed by the
      chairman of the committee
(3)  an INED of HKEX to be appointed by the chairman of the
       committee
 

OTC CLEARING HONG KONG LIMITED

Default Management Group
CHAN Tat Yuen, Wallace (Head)
CHEUNG Vincent
HO Frey
SHEN Wing Chi, Dennis
WONG Alan
HO Rick (back-up representative)
Disciplinary Committee
This Committee will be called upon when disciplinary proceeding should be commenced and shall consist of three members to be drawn from:
 (1)  INEDs or client representative director(s) of the
        Company;
 (2)  INEDs of HKEX; or
 (3)  market practitioners, industry participants or experts,
        lawyers or other suitable persons at the Board’s discretion.
Disciplinary Appeals Committee
This Committee will be called upon to consider a matter on appeal from the Disciplinary Committee and shall consist of three members to be drawn from:
 (1)  INEDs or client representative director(s) of the
        Company;
 (2)  INEDs of HKEX; or
 (3)  market practitioners, industry participants or experts,
        lawyers or other suitable persons at the Board’s discretion.
 
Risk Management Committee
Rafael GIL-TIENDA (Chairman)
DUAN Fei, Jeffery
Hugh Edward GRAHAM
KWAN Wai Hung, Jeff
LAM Kin
User Committee
TAI Chi Kin, Calvin (Chairman)
CHAN Chi Fai, Owens
CHAN Chi Leung, Eric
CHAN Lap Bong, Edward
CHAN Yan Yan, Ada
CHEN Ling Ming, Charles
CHEUNG Man Leung, Billy
Neil KOTHARE
LAU Chung Ming, Edward
LEE Wai Yin, Irene
LI Wei Chieh, Jerry 
Mark NAISBITT
Keith NOYES
Rogier Hans Anton VAN KEMPEN

THE LONDON METAL EXCHANGE

The London Metal Exchange has established a number of committees. Their respective member lists are available on the LME website.

LME CLEAR LIMITED

LME Clear Limited has established a number of committees. Their respective member lists are available on the LME website.

INED   independent non-executive director
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