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Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing, Legal and Regulatory Compliance, LME & LME Clear, Group Strategy & Projects, Market Development, Markets, Post Trade, Group Risk Management, Information Technology, Finance, Corporate Communications, Human Resources and Internal Audit. Details as follows:

Listing

  • Special Advisory and Projects
  • IPO Vetting
  • Listed Issuer Regulation
  • Structured Products and Fixed Income
  • Primary Market Information
  • Accounting Affairs
  • Listing Enforcement
  • Policy and Secretariat Services & Support
  • Listing Compliance


Legal, Compliance & Secretarial Services

  • Legal Services
  • Regulatory Compliance
  • Secretarial Services

LME & LME Clear

Group Strategy & Projects

  • Group Strategy
  • Investor Relations
  • Innovation & Data Lab
  • Project Management


Market Development

  • Fixed Income and Currency Development
  • Commodities Development
  • Mainland Client Development
  • Global Client Development
  • Global Issuer Services
  • Green & Sustainable Finance
  • Market Data
  • Product Development
  • Trading Operations    


Post Trade

  • On-Exchange & OTC Clearing
  • Clearing Risk Management
  • Post Trade Business Development
  • OTC & FIC Business Development
  • Market Surveillance & Monitoring
  • Post Trade Change

Group Risk Management
 
  • Group Credit & Quantitative Analysis
  • Group Chief Information Security Officer
  • Enterprise Risk Management


Information Technology

  • Cash Trading System Development & Support
  • Clearing System Development & Support
  • Corporate & Hosting Operation Systems Development & Support
  • Listing Systems & Corporate Web Services Development & Support
  • OTC Clearing System Development & Support
  • Derivatives System Development & Support
  • IT Infrastructure & Operations
  • Market Data System Development & Support
  • Quality Assurance & Security Management
  • Hosting Services
  • IT Management Office
  • Mainland Technology Centre
  • Platform Development

Finance
  • Financial Control
  • Treasury
  • Corporate Services


Corporate Communications

  • Media Relations
  • Strategic Communications
  • Internal & Digital Communications
  • Content
  • Events Management

Human Resources
  • Rewards & HR Services
  • HR Business Partner
  • Talent Management

Internal Audit
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