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Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing and Regulatory Affairs, Legal Services, LME & LME Clear, Market Development, Markets, Clearing, Group Risk Management, Group Strategy, Information Technology and Platform Development, Finance, Corporate Communications, Human Resources and Internal Audit. Details as follows:

Listing and Regulatory Affairs
  • Listing
  • Secretarial Services

Legal and Regulatory Compliance

  • Legal Services
  • Regulatory Compliance

LME & LME Clear

Market Development

  • COO & Product Execution
  • Equities Product Development
  • Fixed Income and Currency Product Development
  • Commodities Development
  • ETP Development
  • Global Client Development
  • Group Strategy
  • Project Management
  • Issuer Services     
  • Events Management
  • Innovation Lab

Markets
  • Cash Trading
  • Derivatives Trading
  • Market Data
  • Market Surveillance & Monitoring

Clearing
  • On-Exchange & OTC Clearing
  • Clearing Risk Management
  • Post-trade Business Development
  • OTC & FIC Business Development

Group Risk Management 
  • Enterprise Risk Management
  • Group Credit & Quantitative Analysis
  • Information Security & Business Continuity
       

Information Technology and Platform Development

  • Cash Trading System Development & Support
  • Clearing System Development & Support
  • Corporate & Hosting Operation Systems Development & Support
  • Listing Systems & Corporate Web Services Development & Support
  • OTC Clearing System Development & Support
  • Derivatives System Development & Support
  • IT Infrastructure & Operations
  • Market Data System Development & Support
  • Quality Assurance & Security Management
  • Hosting Services
  • IT Management Office
  • Mainland Technology Centre
  • Platform Development

Finance
  • Financial Control
  • Treasury
  • Corporate Services

Corporate Communications
  • Media Relations
  • Digital Communications
  • Corporate Branding & Publications

Human Resources
  • Rewards & HR Services
  • HR Business Partner
  • Learning & Development
  • LME & LME Clear

Internal Audit
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