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Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing and Regulatory Affairs, Legal and Regulatory Compliance, LME & LME Clear, Group Strategy & Projects, Market Development, Markets, Post Trade, Group Risk Management, Information Technology, Finance, Corporate Communications, Human Resources and Internal Audit. Details as follows:

Listing and Regulatory Affairs
  • Listing
  • Secretarial Services


Legal and Regulatory Compliance

  • Legal Services
  • Regulatory Compliance

LME & LME Clear

Group Strategy and Projects

  • Group Strategy
  • Project Management
  • Innovation Lab


Market Development

  • Strategic Projects Execution
  • Fixed Income and Currency Development
  • Commodities Development
  • Mainland Client Development
  • Cash Trading
  • Derivatives Trading
  • Global Client Development
  • Equities Product Development
  • ETP Development

  • Global Issuer Services

  • Market Data


Post Trade

  • On-Exchange & OTC Clearing
  • Clearing Risk Management
  • Post Trade Business Development
  • OTC & FIC Business Development
  • Market Surveillance & Monitoring
  • Post Trade Change

Group Risk Management
 
  • Group Credit & Quantitative Analysis
  • Group Chief Information Security Officer
  • Enterprise Risk Management


Information Technology

  • Cash Trading System Development & Support
  • Clearing System Development & Support
  • Corporate & Hosting Operation Systems Development & Support
  • Listing Systems & Corporate Web Services Development & Support
  • OTC Clearing System Development & Support
  • Derivatives System Development & Support
  • IT Infrastructure & Operations
  • Market Data System Development & Support
  • Quality Assurance & Security Management
  • Hosting Services
  • IT Management Office
  • Mainland Technology Centre
  • Platform Development

Finance
  • Financial Control
  • Treasury
  • Corporate Services


Corporate Communications

  • Media Relations
  • Digital Communications
  • Corporate Branding & Publications
  • Events Management

Human Resources
  • Rewards & HR Services
  • HR Business Partner
  • Learning & Development

Internal Audit
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