Management Committee
HKEX's Management Committee is the Group's management decision making body. The committee is chaired by the Chief Executive and authorised by the Board to carry out the following duties:
  • to oversee and make recommendations to the Board as to the operation of the Company's business including strategic plan, annual operating plan and budgets;
  • to oversee and make recommendations to the Executive Committee of Board as to the policies of major new services and products in new asset classes (excluding minor evolution of products within the same asset class or minor modification to current contract specifications);
  • to approve the Company's operating and capital expenditures in accordance with the Company's Expense Approval Guide as approved by the Board from time to time;
  • to oversee the Group's compliance with all statutory duties imposed on it under the relevant legislation, rules and regulations;
  • to oversee the liaison with all regulatory authorities and organisations on all matters relating to the Company; and
  • to do any such things to enable Management Committee to discharge its powers and functions conferred on it by the Board and its sub-committees.
Management Committee members are:
Chairman of the Management Committee
Nicolas Aguzin website bio
Nicolas AGUZIN >
Chief Executive Officer
Management Functions

HKEX operates the centralised securities and derivatives markets in Hong Kong; it is responsible for the front line regulation of listed issuers and for market surveillance. HKEX provides issuers with listing and securities trading services, participants with access to trading and clearing services, and investors with a regulated trading venue supported by information services.

HKEX's business and operations functions are organised along thirteen verticals: Listing, Legal & Secretarial Services, Emerging Business & FIC, Commodities, Finance, Information Technology, Risk Management & Compliance, Operations, Equities, Human Resources, Corporate Communications, Internal Audit and LME & LME Clear. Details as follows:

Listing

IPO Vetting

Listed Issuer Regulation

Structured Products and Fixed Income

Accounting Affairs

Listing Enforcement

Policy and Secretariat Services

Listing Operational Risk and Control

Legal & Secretarial Services

Legal Services

Secretarial Services

Emerging Business & FIC

FIC Product Development

Carbon & ESG Products

Digital Assets 

Data Product Development

Market Data

Market Policy & Development

Risk Solutions

Commodities

LME

QME

Global Commodities Product Development

Finance

Financial Reporting

Management Reporting & Facilities Management

Treasury

Business Management

Investor Relations

Information Technology

Applications

Infrastructure and Operations

Information Security

Chief Data Office

CTO Office and Process, Risk and Control

IT-Shenzhen/Shanghai

Risk Management & Compliance

Group Risk Management

Group Compliance

Equities

Sales & Marketing

Equities Product Development

Structured Product Development 

Operations

Trading 

Market Surveillance & Monitoring

Clearing & Depository

Corporate Communications

Media Relations

Strategic Communications

Internal & Digital Communications 

Events Management

Human Resources

HR Operations

HR Information System

People Insight & Innovation

Reward

HR Business Partner

Talent Management

Internal Audit
LME & LME Clear
Organisation Structure