Securities Awards

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About HKEX
About HKEX

HKEX is one of the world’s major exchange groups, and operates a range of equity, commodity, fixed income and currency markets. HKEX is the world’s leading IPO market and as Hong Kong’s only securities and derivatives exchange and sole operator of its clearing houses, it is uniquely placed to offer regional and international investors access to Asia’s most vibrant market.
Investor Relations
Investor Relations

HKEX believes in maintaining open, transparent, and constructive dialogue with the investment community. Within this section, you can find HKEX's latest financial information, strategic plans, presentations, business statistics, regulatory disclosure, shareholder information, and the contact details of our Investor Relations team.
Corporate Governance
Corporate Governance

At HKEX we are committed to the highest standards of corporate governance and recognise that good governance is vital for the long-term success and sustainability of our business. HKEX has applied the principles of the Corporate Governance Code to its corporate governance structure and practices.
Sustainability
Sustainability

Our multi-dimensional roles and our commitment to be a responsible leader, are critical to our business strategy and future. We seek to adopt best practices and promote sustainability across our business, operations, and markets.
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Media Centre

Welcome to the HKEX Group Media Centre. Within this section, you can find our latest news, thought-leadership and industry events and conferences information. Visit our Media Library to discover some of our memorable moments captured in photography and film.

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Exchange Traded Products

Structured Products

Stock Connect

Northbound

Top Broker

Top China Connect Exchange Participants based on Northbound turnover from 2 January 2024 to 31 December 2024

Top Custodian – Assets Under Depository

Top Custodians based on Northbound portfolio value as of 31 December 2024

Top Broker – SPSA

Top China Connect Exchange Participants based on the number of mapped Special Segregated Accounts (SPSA) as of 31 December 2024

Top Breakthrough Broker

Top China Connect Exchange Participants with the largest year-on-year percentage increase (2023 vs. 2024) in Northbound trading volume

Southbound

Top Southbound Broker

Top Breakthrough Southbound Broker

Outstanding Broker for Southbound Investor Education

Top Southbound ETF Broker

RMB Counter

Top Market Maker

Top Dual Counter Market Makers (DCMMs) based on RMB Counter market making turnover from 2 January 2024 to 31 December 2024. Turnover of surrendered DCMM permits is excluded from the calculation

Top Broker

Top Exchange Participants based on RMB Counter non-market making turnover from 2 January 2024 to 31 December 2024

Exchange Traded Products

Top Market Maker

Top Market Makers (Securities Market Makers & Designated Specialists) based on average participation rate from 2 January 2024 to 31 December 2024 amongst the top 5 Market Makers by number of market making permits

Top Breakthrough Broker

Top Exchange Participants with the largest year-on-year value increase (2023 vs. 2024) in Exchange Traded Products non-market making turnover

Top Participating Dealer – New ETP

Top Participating Dealer by number of new ETPs in 2024

Top ETP – Net Cash Flow

Top performing primary-listed Exchange Traded Products based on net cash flow from 2 January 2024 to 31 December 2024

Top New ETP - Average Daily Turnover

Top newly listed Exchange Traded Product based on average daily turnover in 2024

Structured Products

Top Issuer

Top Issuers based on Structured Product market share from 2 January 2024 to 31 December 2024. The calculation of market share is based on, by order of priority, the number of newly listed Structured Products, the number of underlying coverage, and turnover

Top Breakthrough Issuer – International Underlying

Top Issuer with the largest year-on-year growth (2023 vs. 2024) in Structured Product market share on international underlyings. The calculation of market share is based on, by order of priority, the number of newly listed Structured Products, the number of underlying coverage, and turnover

Top Emerging Issuer

New Issuer(s) who listed in the Hong Kong Structured Product market in the past 2 calendar years (2023-2024)* and meet all of the following criteria:
1. have (average) at least 10 newly listed products per month since the date of joining; and
2. cover at least 30 underlying in the past 6 months; and
3. over both Derivative Warrant and Callable Bull/Bear Contracts in the eligible 2 calendar years period
* Re-entry issuer(s) who have not launched new products for more than 6 months are also eligible for the award. The calculation of criteria 1-3 for re-entry issuer(s) will be from the date since they re-join the market.

Top Breakthrough Broker

Top Exchange Participants with the largest year-on-year growth (2023 vs. 2024) in Structured Product market share, excluding Liquidity Providers. The calculation of market share is based on total number of trades and turnover

Clearing

Top Securities Clearing Member

Top Clearing Participants based on Securities clearing volume from 2 January 2024 to 31 December 2024

If you have questions about the awards, please contact your relationship manager at HKEX.