Wilfred Yiu_360x360_2
Our Stock Connect reached new highs in 2021, our ETP market continued to connect investors with a diverse set of opportunities, while our market for structured products remained one of the world’s most actively traded markets. Let me say a huge thank you to all our market participants for your incredible efforts.
Wilfred Yiu
Co-Head of Markets
HKEX
Exchange Traded Products

Award Categories and Winners: (in alphabetical order)

 

Top Market Maker – ETP Turnover

  • Jane Street Financial Limited
  • Jump Trading Pacific Pte. Ltd.
  • Optiver Trading Hong Kong Limited

Top Market Maker – ETP Coverage

  • Flow Traders Hong Kong Limited
  • Jane Street Financial Limited
  • Optiver Trading Hong Kong Limited

Top Breakthrough Broker – ETF Turnover

  • Credit Suisse Securities (Hong Kong) Limited
  • HSBC Securities Brokers (Asia) Limited
  • Mirae Asset Securities (HK) Limited

Top Breakthrough Broker – L&I Product Turnover

  • BOCI Securities Limited
  • Bright Smart Securities International (H.K.) Limited
  • Futu Securities International (Hong Kong) Limited

Top Performing ETF – Total Return

  • Global X China Clean Energy ETF
  • Global X S&P Crude Oil Futures Enhanced ER ETF
  • Samsung S&P GSCI Crude Oil ER Futures ETF

Top Performing ETP – Net Cash Flow

  • CSOP Hang Seng TECH Index ETF
  • iShares Hang Seng TECH ETF
  • Tracker Fund of Hong Kong

Top Breakthrough ETP - Average Daily Turnover

  • CSOP Hang Seng TECH Index Daily (-2x) Inverse Product
  • CSOP Hang Seng TECH Index Daily (2x) Leveraged Product
  • iShares Hang Seng TECH ETF

Top Participating Dealer – ETF Creation & Redemption

  • ABN AMRO Clearing Hong Kong Limited
  • HSBC
  • Mirae Asset Securities (HK) Limited

Top Trustee - New ETP Coverage

  • Cititrust Limited

Top New ETP Listing - Net Cash Flow

  • iShares China Government Bond ETF
Market Data

Award Categories and Winners: (in alphabetical order)

 

Top Securities Data Vendor

  • AAStocks.com Limited
  • Bloomberg Finance L.P.
  • ET Net Limited

Top Breakthrough Securities Data Vendor

  • Citigroup Global Markets Asia Ltd
  • Easy Securities Limited
  • Lion Brokers Limited
Stock Connect

Award Categories and Winners**: (in alphabetical order)

 

Northbound

Top Broker

  • BofA Securities
  • Morgan Stanley
  • UBS AG

Top Assets Under Depository – Custodian Bank

  • HSBC
  • J.P. Morgan
  • Standard Chartered Bank

Top SPSA Participation

  • CITIC CLSA
  • Citigroup Global Markets Asia Limited
  • HSBC Securities Brokers (Asia) Limited

Top Breakthrough Broker

  • Futu Securities International (Hong Kong) Limited
  • TFI Securities and Futures Limited
  • Yuanta Securities (Hong Kong) Company Limited

 

Southbound

Top Southbound Broker

Top Breakthrough Southbound Broker

Top Broker in Southbound Investor Education

Outstanding Broker in Southbound Investor Education
Structured Products

Award Categories and Winners: (in alphabetical order)

 

Top Issuer – Turnover

  • Haitong International Securities Company Limited
  • SG Issuer
  • UBS AG

Top Issuer – Issuance

  • CREDIT SUISSE AG
  • SG Issuer
  • UBS AG

Top Issuer – Innovation

  • CREDIT SUISSE AG
  • J.P. Morgan Structured Products B.V.
  • Macquarie Bank Limited

Top Broker

  • Changjiang Securities Brokerage (HK) Limited
  • CMB International Securities Limited
  • KGI Asia Limited

Top Breakthrough Issuer

  • Guotai Junan Securities (Hong Kong) Limited

 

 

** Some winners remain anonymous.

 
If you have questions about the awards, please contact your relationship manager at HKEX.