THE STOCK EXCHANGE OF HONG KONG LIMITED
Updated : 1 Jun 2022
 
Compensation Committee
YIU Ka Yan, Wilfred (Chairman)
KWOK Hom Siu, Sally
MAK Po Shuen, Olivia
Disciplinary Committee
Richard Alan WISE (Chairman)
CHAN Yiting, Bonnie
CHUNG Shui Ling, Jenny
LOW Kin Moon, Terence
Disciplinary Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX from time to time (Chairman)
an INED of HKEX to be appointed by the chairman of the committee from time to time
an INED of HKEX or a member of the Cash Market Consultative Panel to be appointed by the chairman of the committee from time to time
Exchange Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Cash Market to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
Listing Appeals Committee
Laura May-Lung CHA (Chairman)
Nicholas Charles ALLEN (Deputy Chairman)
and another non-executive Director of HKEX to be appointed by the chairman of the committee
Listing Nominating Committee
Laura May-Lung CHA
HUNG Pi Cheng, Benjamin
YIU Kin Wah, Stephen
Chairman and two Executive Directors of Securities and Futures Commission
Listing Committee (Main Board and GEM)
Listing Review Committee (Main Board and GEM)
Cash Market Consultative Panel
HKEX *
Citadel Securities (Hong Kong) Limited
Flow Traders Hong Kong Limited
Grand Capital Securities Limited
Haitong International Securities Company Limited
Instinet Pacific Limited
Interactive Brokers Hong Kong Limited
Merrill Lynch Far East Limited
Optiver Trading Hong Kong Limited
Shenwan Hongyuan Securities (H.K.) Limited
UBS Securities Hong Kong Limited
Valuable Capital Limited
Wellfull Securities Company Limited
*  The panel is chaired by management representative of HKEX
INED  independent non-executive director
HONG KONG FUTURES EXCHANGE LIMITED
Updated : 1 Jun 2022
Disciplinary Committee
Richard Alan WISE (Chairman)
CHAN Yiting, Bonnie
CHUNG Shui Ling, Jenny
LOW Kin Moon, Terence
Disciplinary Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX from time to time (Chairman)
an INED of HKEX to be appointed by the chairman of the committee from time to time
an INED of HKEX or a member of the Derivatives Market Consultative Panel to be appointed by the chairman of the committee from time to time
Exchange Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Derivatives Market to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
Derivatives Market Consultative Panel
HKEX *
Citadel Securities (Hong Kong) Limited
CITIC Futures International Company Limited
Deutsche Securities Asia Limited
Eclipse Options (HK) Limited
Futu Securities International (Hong Kong) Limited
Goldman Sachs (Asia) Securities Limited
IMC Asia Pacific Limited
Optiver Trading Hong Kong Limited
Phillip Commodities (HK) Limited
SG Securities (HK) Limited
SinoPac Securities (Asia) Limited
Valuable Capital Limited
*  The panel is chaired by management representative of HKEX
INED  independent non-executive director
HONG KONG SECURITIES CLEARING COMPANY LIMITED
Updated : 1 Jun 2022
Disciplinary Committee

Richard Alan WISE (Chairman)

CHAN Yiting, Bonnie

CHUNG Shui Ling, Jenny

LOW Kin Moon, Terence

 

 

Disciplinary Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX from time to time (Chairman)
an INED of HKEX to be appointed by the chairman of the committee from time to time
an INED of HKEX or a member of the Clearing Consultative Panel to be appointed by the chairman of the committee from time to time
Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Company to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
Risk Management Committee
LOW Kin Moon, Terence
Clearing Consultative Panel

HKEX *

ABN AMRO Clearing Hong Kong Limited

Citibank N.A.

CMB International Securities Limited

Deutsche Securities Asia Limited

Goldman Sachs (Asia) Securities Limited

HSBC Broking Securities (Hong Kong) Limited

Phillip Securities (Hong Kong) Limited

Standard Chartered Bank (Hong Kong) Limited

Valuable Capital Limited

 

 

*  The panel is chaired by management representative of HKEX
INED  independent non-executive director
HKFE CLEARING CORPORATION LIMITED
Updated : 13 May 2022
Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Company to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
INED  independent non-executive director
THE SEHK OPTIONS CLEARING HOUSE LIMITED
Updated : 13 May 2022
Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Company to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
INED  independent non-executive director
OTC CLEARING HONG KONG LIMITED
Updated : 29 Jun 2022
Default Management Group
LOW Kin Moon, Terence (Head)
CHAN Chung Hoi, Stanley
LAU Kay Jing, Kenneth
LUK Kin Man, John
WONG Alan
TANG Siu Chuen, Nicholas (back-up representative)
Disciplinary Committee
This Committee will be called upon when disciplinary proceeding should be commenced and shall consist of three members to be drawn from:
(1)
INEDs or client representative director(s) of the Company;
(2)
INEDs of HKEX; or
(3)
market practitioners, industry participants or experts, lawyers or other suitable persons at the Board's discretion.
Disciplinary Appeals Committee
This Committee will be called upon to consider a matter on appeal from the Disciplinary Committee and shall consist of three members to be drawn from:
(1)
INEDs or client representative director(s) of the Company;
(2)
INEDs of HKEX; or
(3)
market practitioners, industry participants or experts, lawyers or other suitable persons at the Board's discretion.
Risk Management Committee
Rafael GIL-TIENDA (Chairman)
Hugh Edward GRAHAM
Keith Samuel NOYES
YU Minjie
ZHANG Huizi
User Committee
SO Ying Ying, Glenda (Chairman)
Goutom BASU
CHAN Chi Fai, Owens
CHAN Chung Hoi, Stanley
CHAN Kwok Tat, Daryl
CHAN Lap Bong, Edward
CHEN Ling Ming, Charles
CHEUNG Man Leung, Billy
GU Jing
Ulrich KARL
LI Ruilan
LI Wei Chieh, Jerry
Nicholas Paul MARCELLE
Divya NARULA
POON Chun Wai, Michael
TANG Yiu Tak, Kelvin
INED  independent non-executive director
THE LONDON METAL EXCHANGE
Updated : 15 Jun 2020
The London Metal Exchange has established a number of committees. Their respective member lists are available on the LME website.
 
LME CLEAR LIMITED
Updated : 15 Jun 2020
LME Clear Limited has established a number of committees. Their respective member lists are available on the LME website.